×

Home» Rules & Regulations » Supervision

Supervision

 

 

Shanghai International Energy Exchange (hereinafter referred to as “INE”) has been on continuous efforts in investigating and penalizing violations of relevant rules and regulations, so as to strengthen the risk management of the futures marketregulate the futures trading activities and protect the legitimate rights and interests of futures market participants. The enforcement against such violations in July 2021 are listed as follows:
In the aspect of administration of abnormal trading behaviorsINE has dealt with a total of 9 cases, which 2 cases were self-trades7 cases were frequent order cancellationsINE has separately notified the relevant clients by phone through the members and placed 1 client on INE’s watchlistnotified 1 abnormal trading behaviors to all the members.
In the aspect of identification and cooperative investigation of accounts with actual control relationship, INE has identified 110 groups of 410 clients that exist the actual control relationship to cooperate with the investigation of the actual control relationship.
In the aspect of inspecting cases violating trading rulesINE has dealt with 4 cases suspected of violation trading rulesof which 1 case was self-trade affecting the contract settlement price1 case was client existing actual control relationship but has not reported2 cases were price fluctuation caused by market price orders.INE has filed and investigated 2 cases suspected of violating trading rules.
INE reminds investors to be in compliance with its rules in the trading activities and and report accounts with actual control relationship.
INE hereby notifies as the above.
 
Shanghai International Energy Exchange
August 10
2021

Shanghai International Energy Exchange Copyright©
Tel:+86 21 20767800 Fax:20767988 沪ICP备14004412号
It is recommended to use ie9.0 or above, or the latest version of Google or Firefox