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        Shanghai International Energy Exchange (hereinafter referred to as “INE”) has been on continuous efforts in investigating and penalizing violations of relevant rules and regulations, so as to strengthen the risk management of the futures market, regulate the futures trading activities and protect the legitimate rights and interests of futures market participants. The enforcement against such violations in April 2020 are listed as follows:
        In the aspect of administration of abnormal trading behaviors, INE has dealt with a total of 14 cases, among which 3 cases were self-trade and 11 cases were frequent order cancellations. INE has separately notified the relevant clients by phone through the members.
       In the aspect of identification and cooperative investigation of accounts with actual control relationship, INE has identified 27 groups of 62 clients that exist the actual control relationship and urged 55 groups of 129 clients to cooperate with the investigation of the actual control relationship.
        In the aspect of inspecting cases violating trading rules,INE has dealt with 2 cases suspected of violation trading rules, which were suspected of accommodation trade.INE reminds investors to be in compliance with its rules in the trading activities and cooperate with the reporting of actual control relationship accounts.
       INE hereby notifies as the above. 

                                                                                                                             Shanghai International Energy Exchange
                                                                                                                                                          May 14, 2020

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